Description

The Regulatory Checklist (Printable) is a critical tool designed for individuals and businesses involved in the crypto space who need to maintain regulatory compliance, particularly in environments with evolving laws like Japan, the EU, and the U.S. This printable document provides a step-by-step compliance guide that covers major regulatory requirements, such as exchange licensing, Know Your Customer (KYC) protocols, Anti-Money Laundering (AML) standards, data protection laws, and financial disclosures. The checklist is structured into themed sections for ease of use—covering corporate registration, tax obligations, platform disclosures, smart contract audits, token classifications, and cross-border operation protocols. Each item includes an action step, documentation suggestion, and regulatory reference where applicable. It’s not just a yes/no format but includes space for dates, responsible parties, status updates, and audit trails. Whether you're a solo project founder, exchange operator, or NFT marketplace manager, this tool helps ensure nothing falls through the cracks. The checklist has been designed to support startups going through the Financial Services Agency (FSA) application in Japan, but it is flexible enough to adapt to other jurisdictions. Color-coded status indicators help teams prioritize pending items, and a bonus section outlines recurring compliance tasks like annual filings and quarterly disclosures. Ideal for teams working in operations, legal, or product, the checklist streamlines coordination between departments and improves transparency. It’s also useful for freelancers and consultants managing compliance for clients. Because laws change rapidly, the document includes a revision log and notes on where to check for latest updates. Compact enough to fit in a legal binder or digital workspace, the Regulatory Checklist gives crypto projects a compliance framework that’s actionable, auditable, and investor-ready.